FAQ and Due Diligence info | Seccl
  • About us
  • Due diligence
  • Service and functionality
  • How it works
  • Onboarding, support and communication
  • Contact
  • Contact

Roles and responsibilities

  • Are there additional responsibilities that come with operating a platform?
  • Who’s responsible for AML and KYC?
  • Who is the ISA manager – you or us?
  • How are platform and adviser fees deducted and paid?
  • Can other firms pay to use the platform we operate through Seccl?
  • Do I still need to undertake platform suitability?
  • Do you provide template policies that we can use?

Categories

  • Key considerations
  • Roles and responsibilities
  • Pricing
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